Example scenario
Hong Kong securities firmSee how an institution can organize the questions that may apply.
- Jurisdiction
- Hong Kong
- Institution type
- Securities firm
- Intended activities
- Distribute tokenized securities; execute trades for professional clients
- Client type
- Professional investors
Overview at a glance
General information onlyAreas that may require review
- •Securities dealing activity
- •Virtual-asset related activities, if applicable
- •Client-asset custody arrangements
- •Anti-money-laundering controls
- •Cross-border offering and marketing restrictions
Possible next steps
- Confirm existing permissions and scope
- Check whether additional permissions are required
- Prepare policies and compliance documents
- Discuss the institution-review process
Reference categories
- Intermediaries and licensing
- Digital assets
- Tokenized securities guidance